dislocations to move, it also produces new ones at grain
boundaries, cracks, and other sources within the crys-
tal. Applied stress does work on the crystal, part of
which is stored as energy at newly created dislocations.
An intensely deformed quartz crystal, for example,
might contain 10
12
cm/cm
3
dislocations. As the dislo-
cation density increases during progressive deforma-
tion, greater shear stress is required to move interfering
piled up dislocations and to slip parts of the crystal that
have been effectively strengthened by the tangled dis-
locations. This phenomenon of continued plastic strain
requiring ever higher applied stress is called strain, or
work, hardening and can be seen in the stress–strain
curve for ductile behavior of real rocks and minerals
compared to the mathematical idealized plastic re-
sponse in Figure 8.3b.
17.2.4 Recovery during Dislocation Creep
At high temperatures above about 0.5 T
m
, where T
m
is
the melting T of the crystal in Kelvins, rates of atomic
diffusion become appreciable so that dislocations can
be mobilized, dislocation density reduced, and a more
stable, lower energy state attained by the crystal. This
recovery phenomenon counteracts work hardening
and allows for a more or less continuous deformation
to occur at more or less uniform applied nonhydrosta-
tic stress in what is called dislocation creep. The rate at
which new dislocations are generated in the stressed
crystal is approximately balanced by their elimination
in dislocation creep.
One recovery mechanism involves dislocation climb,
where an edge dislocation moves perpendicular to the
slip plane by the addition or removal of atoms, one at
a time, by diffusion along the edge of the extra half-
plane (Figure 17.24). Two dislocations of opposite sign
climbing toward each other are annihilated.
In other recovery processes, new grains are created
from pre-existing strained ones during deformation.
This can occur in two ways. In the first, climbing dislo-
cations of the same sign accumulate to form dislocation
walls lying at low angles to the less strained lattice on
either side. These walls define subgrains (Figures
17.18b and 17.25). Several subgrains are more stable
than a whole strained grain because the organized dis-
locations and lattice between them have lower energy.
Somewhat reoriented subgrains are responsible for
most of the undulatory extinction seen in strained sili-
cates under cross-polarized light in thin section. In the
second process of syntectonic, or dynamic, recrystal-
lization, dislocations in a segment of the margin of a
strained grain are mobilized and migrate to form small-
scale bulges that expand into adjacent grains, producing
irregular interlocking knobby outlines. New, small,
unstrained grains may also nucleate, initially along
margins of highly strained deformation bands and
ribbons, adding to the irregularity of the sutured grain
boundaries (Figures 17.26b and 15.17). Eventually,
small, unstrained polygonal grains may consume the
entire higher energy ribbon or subgrain (Figure 17.26c).
Thus, during dynamic recrystallization, deformation
is contemporaneous with recrystallization; as new
unstrained grains are created, they in turn become
deformed and are replaced by strain-free grains, and
so on. Very large amounts of strain become possible.
Dynamic recrystallization is especially evident in mylon-
ites developed in ductile shear zones.
With increasing magnitude of the shear stress, dis-
location density increases and the size of subgrains and
dynamically recrystallized grains decreases (Twiss and
Moores, 1992, p. 409; Snoke et al., 1998, p. 13). If the
magnitude of nonhydrostatic stress driving dislocation
creep increases, recovery processes will adjust to main-
tain a steady state by gathering the faster-forming
dislocations into more closely spaced subgrain walls;
the dislocations have a smaller distance to migrate
and the recovery rate is increased. Calibration against
experimentally deformed rocks suggests that stresses
on the order of 1 kbar are responsible for dynamically
recrystallized rocks in mylonitic ductile shear zones
(Figure 17.26). Dislocation creep produces significant
strain weakening in initially coarse-grained aggregates
and tends to partition strain (Figure 17.21) into finer-
grained zones that can evolve into mylonite (Snoke
et al., 1998, p. 13).
Recovery and recrystallization can continue after the
high-T grain aggregate has ceased to be deformed. This
annealing that can occur isothermally is driven by the
residual energy in the still strained grains and creates
new, strain-free polygonal grains with straight bound-
aries. In single-phase aggregates of minerals low in the
crystalloblastic series, such as quartz and feldspars,
grain boundaries meet at 120° triple junctions.
17.2.5 Hydrolytic Weakening of Silicates during
Plastic Slip
Widespread textural evidence of intracrystalline plastic
slip in silicate rock-forming minerals, especially quartz,
in tectonites had been observed for many decades,
but until the mid-1960s quartz had resisted plastic
deformation in the laboratory; in fact, it displayed
exceedingly large brittle strengths in excess of 20 kbar
at elevated P and T. This paradox was resolved when
D. T. Griggs and J. D. Blacic discovered the phenome-
non of hydrolytic weakening (Griggs, 1967) in quartz
crystals deformed in an apparatus (Figure 8.5) using
talc as a surrounding confining-pressure medium.
(At high T, the talc dehydrated and the liberated water
diffused into the deforming quartz, unlike in previous
experiments using “dry” pressure media). Subse-
quently, deformation experiments combined with opti-
cal and transmission electron microscopy and infrared
spectroscopy have been employed to investigate the
Evolution of Imposed Metamorphic Fabrics: Processes and Kinetics
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