
60
Desl110nd
C.
Derbyshire
In (24a) the nominalized verb yomokniri
is
intransitive and the preceding pos-
sessor noun
tuna refers to the S
of
the verb. In (24b) the nominalized verb
woniri
is
transitive, the preceding possessor noun
hO)1ko
refers to the O
of
the verb, and
the A
of
the same verb
is
expressed
by
romu11I
with the ergative marker
!Vya.
4.3 Ergativity
The ergativity that
is
rife in Carib langllages has already been discussed
in
several
sections. Here 1 first
review
the categories and constructions which are affected
by
it
and the varying degrees
of
ergativity that are
fOllnd
in
different languages, and
then present two opposing
views
which have been proposed on the direction
of
diachronic change, one from earlier ergative to accusative systems, and the other
from earlier accllsative to ergative systems.
The langllages in which ergativity
is
dominant are:
AK,
AR,
MA
(aH
in
Kallfman's North Amazonian Branch) and
KV
(South Amazonian Branch - also
Kalapalo
in
this Branch). In these langllages there
is
case marking in main and sub-
ordinate clauses, and the person-marking systems and constituent order patterns
are also ergatively organized.
BA,
another language
in
the South Amazonian
Branch, has been described as not having nominal ergative case marking
or
constituent order, but as having a split ergati'le-accusative person-marking system,
which
is
intrinsically tied to a syntactic S/O pivot
in
complex sentences, both coor-
dinate and subordinate constructions (Souza
1994).
AH
the other languages
described
in
this survey have mixed ergative-accusative systems,
but
differ in the
degree
of
ergativity
and
accusativity. In most
of
them the ergativity does not occur
in
main clauses but
is
restricted to subordinate constructions with verbs that have
been nominalized
or
adverbialized (§3.2.2 and §3.2.3).
Gildea (1998) agrees with the aboye set
of
five
dominantly ergative languages. He
divides the rest into different groupings depending on the degrees
of
ergativity and
accusativity they display in what he considers to be main (finite)
c1auses.
These
groupings are based primarily on hypotheses concerning developments
in
the main
clause person-marking and tense-aspect systems, constituent order changes,
reanalysis
of
derivational
affixes
as tense-aspect markers, and reanalysis
of
demon-
strative pronouns as auxiliary verbs. His grollpings can be summarized:
(1)
CA, CR,
DE, HI and WW are exclusively accusative in main
c1auses;
(2)
AP,
KA, TR and
WA
(also Yukpa
and
KaliJ1a, a Venezuelan dialect
of
CA) have at least one main
clause construction that
is
ergative, but otherwise are dominantly accusative; and
(3)
PA
is
a complex system
of
construction types, sorne
of
which are ergative and
others accusative. He concludes that the dominantly accusative languages represent
the earlier
proto~Carib
system. Gildea's research has been extensive and his
diachronic approach
is
sound and persuasive.
'1,'
,11
(,
2 Carib
61
1 have taken the
view
that the languages with dominant ergativity represent the
earlier stage
of
Carib morphosyntax and that the other languages, with varying
degrees
of
mixed ergative-absolutive patterning, have developed from that earlier
more 'pure' ergative stage (Derbyshire 1991, 1994). This was consistent with a view
of
constituent order change in the Carib family that 1 had proposed earlier
(Derbyshire 1981), based on a study
of
constituent order
in
three languages (CA,
HI and MA). In the
1991
paper 1 compared the ergativity-related characteristics
of
MA,
PA
and
HI, arguing that the facts
of
PA,
as described in
T.
E.
Payne (1990)
and
by
Gildea (in earlier work culrninating
in
his
1992
dissertation), did
not
support
their reanalysis hypotheses for that language and that the relevant
PA
constructions
could be more plausibly construed as nonfinite subordinate constructions (i.e.,
not
reanalysed as finite c1auses). A reference grammar
of
PA
is
in preparation (T.
E.
Payne and D. L. Payne, ms.),
and
this may help to determine which
of
the compet-
ing
views
is
more convincing for that language.
My
view
of
the direction
of
change in the Carib family has been reinforced
by
a
more general factor: the rampant ergativity that
is
found in
so
many Amazonian lan-
guage families (Arawá, Carib, Je, Pano, Tacana, Tupí-Guaraní, Yanomami). This
suggests a long history of ergativity in the area (Derbyshire
1987).
Preliminary
comparisons
of
sorne
of
the linguistic features
of
Carib and Tupí-Guaraní suggest
the possibility
of
a distant genetic relationship (see Goeje
1909
- cited in Rodrigues
1985:
373,
398-9 - for an early conjecture about such a relationship; Rodrigues
1985
for phonological correspondences and a list
of
likely lexical cognates; Rodrigues
1996,
.and Derbyshire
1994
for morphosyntactic similarities). Historical and compar-
ative studies are
well
advanced for Tupí-Guaraní, and Jensen (1998) has made a
strong case that the present mixed ergative-accusative systems
in
the languages
of
that
family can be traced back to more dominant ergativity
in
proto-T~pí-Guaraní.
A more definitive assessment
of
the Carib--Tupí relationship (whether genetic
or
areal), and
of
diachronic change in all areas
of
Carib morphosyntax,
is
dependent
on extensive comparative studies aimed at producing reliable phono10gical
and
lexical reconstructions and a more reliable internal c1assification
of
the Carib
family.
Such stlldies can only be undertaken when fuller descriptions become avail-
able
of
more Carib languages.
BIBLlOGRAPHY
Abbott, M. 1991. 'Macushi', pp. 23-160
of
Derbyshire and Pullum 1991.
Armellada,
C.
de.
1943. Diccionario
de
la
lengua
pemón. Caracas: Artes Gráficas.
Armellada,
C.
de and Salazar,
?vi.
G. 1981. Diccionario pemón. Caracas: Ediciones Corpoven.
Carison:
R.
an'd Payne, Doris L. 1989.
'6~nitive
c1assifiers',
Proceedings
o/
the
Fourth
Annual
Pacific
Linguistics
Conference.
Eugene: University
of
Oregon.