BIRCHBARK CHARTERS
Birchbark documents constitute the most signifi-
cant set of early Rus written sources to have been
discovered since 1950, when the first such docu-
ment was discovered by archaeologists in Nov-
gorod. As of the early twenty-first century, the
total number of Novgorodian documents was close
to one thousand. Smaller quantities of birchbark
documents have also been unearthed in Staraya
Russa, Smolensk, Pskov, Vitebsk, Mstislavl, Torzhok,
Tver, Zvenigorod in Galicia, and Moscow. Besides
being of fundamental importance to the study of
early Rus writing itself, and to the study of early
Rus language, the birchbark documents shed new
light on a wide range of historical issues, includ-
ing social and family relations, commerce and
trade, taxation, law, and administration. They pro-
vide direct insight into the lives and concerns of
groups of people who are underrepresented in tra-
ditional written sources: the non-princely, non-
ecclesiastical urban elites (though churchmen and
princes do figure in the birchbark documents as
well); women; and to some extent even sections of
the peasantry.
Birchbark was the available, cheap, disposable
writing material in the forests of Rus. Paper was
virtually unknown before the fourteenth century,
and manuscript books were written on parchment
(treated animal skins), which was relatively ex-
pensive to procure and cumbersome to prepare. The
typical birchbark document consists of a single
piece of the material (just one birchbark book—
made from three folded leaves—has been discov-
ered). The letters were not written in ink but incised
in the soft surface with a pointed stylus of metal,
wood, or bone. Hundreds of such styluses turn up
in excavations, suggesting that this type of writ-
ing was even more widespread than the extant doc-
uments might suggest. It has become conventional
to refer to them as Novgorod birchbark documents,
but there is no reason to suppose that their produc-
tion and use was in fact a specifically or predomi-
nantly Novgorodian speciality. The preponderance
of Novgorodian discoveries is due in part to the in-
tensity of Novgorodian archaeological investiga-
tion, but in part also to the favorable conditions
for birchbark survival, because organic materials
are preserved almost indefinitely in the saturated,
anaerobic (oxygen-free) Novgorodian mud.
Few, if any, of the birchbark documents can be
dated with absolute precision. However, approxi-
mate datings to within two or three decades can
often be supplied by means of dendrochronology
by fixing the location of their discovery in relation
to the chronological scale produced by the study of
the tree rings on the logs that formed Novgorod’s
roads. In addition, birchbark paleography (the
study of the shapes of letters) has now developed
to the extent that it, too, can be used to indicate
relative chronology. A small number of the birch-
bark documents probably date from the first half
of the eleventh century and are thus among the
oldest known specimens of East Slav writing, but
the vast majority of the documents date from the
twelfth to fifteenth centuries.
The language of the birchbark documents was
at first something of a puzzle. The spelling, gram-
mar, and, to some extent, the vocabulary differ in
some respects from the presumed norms of correct
writing on parchment. This discrepancy was ini-
tially attributed to the presumed insufficient edu-
cation and resulting semiliteracy of the writers.
However, it is now clear that birchbark linguistic
deviations from parchment norms are not random
errors. Indeed, in most cases they are not errors at
all. Birchbark literacy is consistent with its own
conventions, and the documents reflect a vibrant
and functional urban literacy with a strong local
vernacular accent. The birchbark documents there-
fore add a vital new dimension to our understand-
ing of the history of the Russian language.
The contents of the birchbark documents are
remarkably varied. Many of them are concerned
with money or (especially among the later letters)
property. These range from brief lists of private
debtors—just a sequence of names and the sums
they owe—to fairly systematic registers of tax or
tribute obligations from a village or region. Some-
times payment is a matter of dispute, and the doc-
uments reveal much about the processes of conflict
resolution, whether informal (through family and
associates) or formal (through judicial process and
administrative enforcement). Although birchbark
was mainly for ephemeral communication, not de-
signed for official use, a few of the documents ap-
pear to contain drafts of texts whose official
versions were destined for parchment, such as tes-
taments for the disposal of property. Among the
later documents are even found formal petitions
sent from outlying settlements to their urban-
dwelling lords. Yet it would be misleading to char-
acterize the birchbark documents as merely a form
of unsystematic unofficial business and financial
archive. Their delight, for the modern researcher,
BIRCHBARK CHARTERS
148
ENCYCLOPEDIA OF RUSSIAN HISTORY