
816 CHAPTER 16 Carbonyl Chemistry 1: Addition Reactions
16.19 Summary
New Concepts
The centerpiece of this chapter and its unifying theme is the
addition reaction in which nucleophiles of all kinds add to car-
bonyl groups. This process can be either acid- or base-catalyzed,
and starts with the overlap of a filled orbital on the nucleophilic
Lewis base with the empty π* orbital of the carbonyl to give an
alkoxide in which the highly electronegative oxygen atom bears
the negative charge (Fig. 16.22). The π system of the carbonyl
group is constructed through combinations of carbon and
oxygen 2p orbitals.This process leads to the π orbitals of
Figure 16.4.
Many addition reactions are equilibria, and in these cases
the position of the equilibrium depends on the relative stabili-
ties of the starting materials and products. These stabilities
depend, as always, on a variety of factors including electronic
structure, substitution pattern, and steric effects.
The close relationship between alcohols and carbonyls has
become apparent in this chapter. Oxidation of alcohols produces
the carbonyl group and reduction of the carbonyl, by hydrides
or organometallic reagents, produces the alcohol. Protecting
groups for alcohols, aldehydes, and ketones were introduced in
Section 16.10.
The concept of retrosynthetic analysis appears in this chap-
ter. Retrosynthetic analysis simply means that it is best to
approach problems of synthesis by searching not for the ulti-
mate starting material, but rather to undertake the much easier
task of finding the immediate precursor of the product. This
process can be repeated until an appropriate level of simplicity
is reached (Fig. 16.88).
Key Terms
acetal (p. 786)
benzaldehyde (p. 768)
carbinolamine (p. 790)
coenzyme (p. 814)
cyanohydrin (p. 781)
dial (p. 767)
dione (p. 768)
enamine (p. 795)
gem-diol (p. 776)
hemiacetal (p. 783)
hydrate (p. 773)
imine (p. 792)
iminium ion (p. 795)
oxaphosphetane (p. 812)
protecting group (p. 788)
retrosynthetic analysis (p. 807)
Schiff base (p. 792)
silyl ether (p. 789)
sulfone (p. 810)
sulfoxide (p. 810)
tetrahydropyranyl (THP) ether (p. 789)
Wittig reaction (p. 811)
ylide (p. 811)
Reactions, Mechanisms, and Tools
As mentioned in the New Concepts section, there is a single,
central reaction in this chapter, the addition of a nucleophile to
the Lewis acid carbonyl group.The details of the mechanism
vary, depending on whether the reaction is acid-catalyzed, base-
catalyzed, reversible, or irreversible. Here are some general
examples.
A simple case is the acid- or base-catalyzed reversible addi-
tion reaction (Fig. 16.35). Examples are hydration or cyanohy-
drin formation.
A slightly more complicated reaction involves an addition
followed by loss of water. An example is the reaction of primary
amines with carbonyl groups to give substituted imines
(Fig. 16.51).
If there is no proton that can be removed after loss of water,
a second addition reaction can occur, as in acetal formation
(Fig. 16.43).
There are also irreversible additions, as in the reactions of
organometallic reagents or metal hydrides with carbonyl com-
pounds. Protonation of the initial products, alkoxides, gives
alcohols (Fig. 16.59).
This chapter also introduces the oxidation reactions of
alcohols. These reactions involve addition reactions in their
first steps. For example, in the oxidation of primary alcohols
by CrO
3
, the first step is addition of the alcohol to the
chromium–oxygen double bond (Figs. 16.67 and 16.68).
The oxidation is completed by an elimination in which the
new carbon–oxygen double bond is constructed.
Target
molecule
Last
precursor
molecule
Next
precursor
molecule
Simple
starting
material
FIGURE 16.88 Retrosynthetic analysis.